154-0304/08 – Banking and Capital Markets (BaKT)

Gurantor departmentDepartment of FinanceCredits4
Subject guarantorprof. Ing. Lumír Kulhánek, CSc.Subject version guarantorprof. Ing. Tomáš Tichý, Ph.D.
Study levelundergraduate or graduateRequirementChoice-compulsory type B
Year2Semesterwinter
Study languageCzech
Year of introduction2019/2020Year of cancellation
Intended for the facultiesEKFIntended for study typesFollow-up Master
Instruction secured by
LoginNameTuitorTeacher giving lectures
KOR21 Ing. Kateřina Kořená, Ph.D.
NOV33 Ing. Martina Novotná, Ph.D.
NOV329 Ing. Josef Novotný, Ph.D.
TIC02 prof. Ing. Tomáš Tichý, Ph.D.
Extent of instruction for forms of study
Form of studyWay of compl.Extent
Full-time Examination 3+0

Subject aims expressed by acquired skills and competences

The aim of the course is to apprise students of the role and importance of financial markets. Students will learn in this course to understand banking system and money and capital markets principles functioning. At the end of the course students should be able to know: -to grasp central and commercial banking, -to distinguish particular banking products, -to compare financial intermediaries, -to understand types of securities, -to learn investment principles including collective investment, -to evaluate situation in the Czech financial market and in global financial markets.

Teaching methods

Lectures

Summary

The aim of the course is to get students acquainted with the role and importance of financial markets. Students will learn in this course to understand banking system and money and capital markets principles functioning. At the end of the course, students should be able to grasp central and commercial banking, to distinguish particular banking products, to compare financial intermediaries, to understand types of securities, to learn investment principles including collective investment, to evaluate situation in the Czech financial market and in global financial markets.

Compulsory literature:

MUSÍLEK, Petr. Trhy cenných papírů. 2. aktualiz. a rozšíř. vyd. Praha: Ekopress, 2011. 520 s. ISBN 978-80-86929-70-5. POLOUČEK, Stanislav. Bankovnictví. 2. vyd. Praha: C. H. Beck, 2013. 480 s. ISBN 978-80-7400-491-9 VESELÁ, Jitka. Investování na kapitálových trzích. 2. vyd. Praha: Wolters Kluwer Česká republika, 2011. 792 s. ISBN 978-80-7357-647-9.

Recommended literature:

KAŠPAROVSKÁ, Vlasta a kol. Řízení obchodních bank. Praha: C. H. Beck, 2006. 339 s. ISBN 80-7179-381-7. MEJSTŘÍK, MICHAL a kol. Základní principy bankovnictví. Praha: Karolinum, 2009. 628.s. ISBN 978-80-246-1500-4. CECCHETTI Stephen G. and Kermit L. SCHOENHOLTZ. 3rd ed. Money, Banking, and Financial Markets. New York. MacGraw-Hill, 2011.673 p. ISBN 978-0-07-122068-2.

Way of continuous check of knowledge in the course of semester

Kombinovaná zkouška (písemná a ústní část)

E-learning

Other requirements

There are no other requirements on student.

Prerequisities

Subject has no prerequisities.

Co-requisities

Subject has no co-requisities.

Subject syllabus:

1. Financial system - characteristics of financial system, role and classification of financial markets. 2. Banking system – structure and classification, new trends and risks in banking, contemporary situation in the banking sector in the Czech Republic and in the selected countries. 3. Central banks - the role and basic functions of central banks in the economy. Principles of their functioning. 4. Banks and their role in the banking system and in the economy. Determination of the main bank risks, bank valuation indicators. 5. Role and functions of commercial banks, principles of their functioning in the Czech Republic and European Union. Licensing and approval proceedings in EU. 6. Bank liabilities of commercial banks – characteristics of deposit services (types of demand and savings deposits) and non-deposit liabilities. Regulation and insurance of deposit services. 7. Credit services of commercial banks - characteristics of credit products. Lending policy and procedures. Creditworthiness of client. Classification of bank loans. 8. Off-balance sheet services of commercial banks - characteristics of non-deposit and non-loan products. Trusteeship. 9. Payment systems - the role of payment systems in the economy, their characteristics and classification. Cash payment. 10. Role and classification of financial instruments in capital markets - role, importance and types of securities, stocks, classification of stocks, stock yield and risk. 11. Bonds, classification of bonds, bond yield and risk, importance of rating. 12. Financial derivatives – definition and classification of financial derivatives, forwards, futures, options. 13. Financial innovations - structured instruments (structured bonds, investment certificates), securitization. 14. Fundamental analysis - global and industry analysis, company analysis, intrinsic value calculation. 15. Technical analysis, psychological analysis - principles of technical analysis, graphic methods and indicators, psychological analysis, principles of behavioral finance. 16. Asset management - professional portfolio management, management process, passive and active strategies, portfolio performance. 17. Capital markets subjects, stock exchanges - main participants in capital markets, stock exchange definition, types of stock exchange trading, security prospectus. 18. Collective investment - importance of collective investment, classification of funds, long-term investing, pension funds, regular investing. 19. Global financial markets - global financial centers, their characteristics and importance, NYSE, NASDAQ, Asian stock exchanges, European stock exchanges. 20. Supervision and regulation in financial markets, role and goals of supervision and regulation in financial markets, institutional structure of supervision and regulation. 21. Contemporary situation in financial markets - current trends in financial markets, globalization.

Conditions for subject completion

Full-time form (validity from: 2019/2020 Winter semester)
Task nameType of taskMax. number of points
(act. for subtasks)
Min. number of points
Examination Examination 100  51
Mandatory attendence parzicipation:

Show history

Occurrence in study plans

Academic yearProgrammeField of studySpec.ZaměřeníFormStudy language Tut. centreYearWSType of duty
2020/2021 (N0488A050004) Finance and Accounting (S02) Accounting and Taxes FUA P Czech Ostrava 2 Compulsory study plan
2020/2021 (N0413A050014) Economics and Management (S03) Economics and Law in Business P Czech Ostrava 2 Compulsory study plan
2020/2021 (N0414A050001) Marketing and Business P Czech Ostrava 2 Choice-compulsory type B study plan
2019/2020 (N0413A050014) Economics and Management (S03) Economics and Law in Business P Czech Ostrava 2 Compulsory study plan
2019/2020 (N0488A050004) Finance and Accounting (S02) Accounting and Taxes FUA P Czech Ostrava 2 Compulsory study plan

Occurrence in special blocks

Block nameAcademic yearForm of studyStudy language YearWSType of blockBlock owner