154-0304/08 – Banking and Capital Markets (BaKT)

Gurantor departmentDepartment of FinanceCredits4
Subject guarantorprof. Ing. Tomáš Tichý, Ph.D.Subject version guarantorprof. Ing. Tomáš Tichý, Ph.D.
Study levelundergraduate or graduateRequirementCompulsory
Year2Semesterwinter
Study languageCzech
Year of introduction2019/2020Year of cancellation
Intended for the facultiesEKFIntended for study typesFollow-up Master
Instruction secured by
LoginNameTuitorTeacher giving lectures
KOR21 Ing. Kateřina Kořená, Ph.D.
NED0043 Ing. David Neděla, Ph.D.
NOV33 Ing. Martina Novotná, Ph.D.
TIC02 prof. Ing. Tomáš Tichý, Ph.D.
Extent of instruction for forms of study
Form of studyWay of compl.Extent
Full-time Examination 3+0

Subject aims expressed by acquired skills and competences

The aim of the course is to introduce the role and importance of financial markets. Students will learn to understand banking system's, money and capital market's principles and functioning. After passing the course, students should be able to know: -to understand central and commercial banking, -to distinguish particular banking products, -to compare financial intermediaries, -to master various types of securities, -to learn investment principles including collective investment, -to evaluate the situation at the Czech financial market and in global financial markets.

Teaching methods

Lectures

Summary

The aim of the course is to introduce the role and importance of financial markets. Students will learn to understand banking system's, money and capital market's principles and functioning. At the end of the course, students should be able to understand central and commercial banking, to distinguish particular banking products, to compare financial intermediaries, to master various types of securities, to learn investment principles including collective investment, to evaluate situation in the Czech financial market and in global financial markets.

Compulsory literature:

KANTNEROVÁ, Liběna. Základy bankovnictví: teorie a praxe. Praha: C.H. Beck, 2016. ISBN 978-80-7400-595-4. MADURA, Jeff. Financial markets and institutions. 13th ed. Mason: South-Western Cengage Learning, 2021. ISBN 978-0357130797. REJNUŠ, Oldřich. Finanční trhy: učebnice s programem na generování cvičných testů. Praha: Grada Publishing, 2016, dotisk 2022. ISBN 978-80-247-5871-8.

Recommended literature:

CASU, Barbara, Claudia GIARDONE and Philip MOLYNEUX. Introduction to Banking. 3rd ed. Harlow: Pearson, 2022. ISBN 978-1-292-24033-6. CHOUDHRY, Moorad. The Principles of Banking. 2nd ed. Singapore: Wiley, 2023. ISBN 978-1119755647. VESELÁ, Jitka. Investování na kapitálových trzích. 3. vyd. Praha: Wolters Kluwer Česká republika, 2019. ISBN 978-80-7598-212-4.

Way of continuous check of knowledge in the course of semester

Kombinovaná zkouška (písemná a ústní část)

E-learning

Other requirements

There are no aditional requirements.

Prerequisities

Subject has no prerequisities.

Co-requisities

Subject has no co-requisities.

Subject syllabus:

1. Financial system - its characteristics, the role and classification of financial markets. 2. Banking system – structure and classification, new trends and risks in banking, contemporary situation in the banking sector in the Czech Republic and in selected countries. 3. Central banks - the role, basic functions and key principles of central banking. 4. Banks and their role - banking system and economy, bank risks, bank evaluation, licensing and approval in the EU. 5. Bank liabilities of commercial banks – characteristics of deposit services (types of demand and savings deposits) and non-deposit liabilities. Regulation and insurance of deposit services. 6. Credit services of commercial banks - characteristics of credit products. Lending policy, creditworthiness and bank loans. 7. Off-balance sheet services of commercial banks - characteristics of non-deposit and non-loan products. Trusteeship. 8. Payment systems - the role of payment systems in the economy, their characteristics and classification. Cash payment. 9. Role and classification of financial instruments in capital markets - role, importance and types of securities, stocks, classification of stocks, stock yield and risk. 10. Bonds, classification of bonds, bond yield and risk, importance of rating. 11. Financial derivatives and innovatios – definition and classification of financial derivatives, forwards, futures, options, structured instruments, securitization. 12. Fundamental analysis - global and industry analysis, company analysis, intrinsic value calculation. 13. Technical analysis, psychological analysis - principles of technical analysis, graphic methods and indicators, psychological analysis, principles of behavioral finance. 14. Asset management - professional portfolio management, management process, passive and active strategies, portfolio performance. 15. Capital markets subjects, stock exchanges - main participants in capital markets, stock exchange definition, types of stock exchange trading, security prospectus. 16. Collective investment - importance of collective investment, classification of funds, long-term investing, pension funds, regular investing. 17. Global financial markets - global financial centers, their characteristics and importance, gobalization and current trends. 18. Supervision and regulation in financial markets, role and goals of supervision and regulation in financial markets, institutional structure of supervision and regulation.

Conditions for subject completion

Full-time form (validity from: 2019/2020 Winter semester)
Task nameType of taskMax. number of points
(act. for subtasks)
Min. number of pointsMax. počet pokusů
Examination Examination 100  51 3
Mandatory attendence participation: Attendance is not compulsory.

Show history

Conditions for subject completion and attendance at the exercises within ISP: Any student, even within ISP, must fulfill standard condition.

Show history

Occurrence in study plans

Academic yearProgrammeBranch/spec.Spec.ZaměřeníFormStudy language Tut. centreYearWSType of duty
2024/2025 (N0414A050001) Marketing and Business P Czech Ostrava 2 Choice-compulsory type B study plan
2024/2025 (N0488A050004) Finance and Accounting (S02) Accounting and Taxes FUA P Czech Ostrava 1 Compulsory study plan
2024/2025 (N0311EKF023) Economics P Czech Ostrava 1 Choice-compulsory type B study plan
2023/2024 (N0488A050004) Finance and Accounting (S02) Accounting and Taxes FUA P Czech Ostrava Compulsory study plan
2023/2024 (N0414A050001) Marketing and Business P Czech Ostrava 2 Choice-compulsory type B study plan
2023/2024 (N0413A050014) Economics and Management (S03) Economics and Law in Business P Czech Ostrava 2 Compulsory study plan
2023/2024 (N0311EKF023) Economics P Czech Ostrava 1 Choice-compulsory type B study plan
2022/2023 (N0413A050014) Economics and Management (S03) Economics and Law in Business P Czech Ostrava 2 Compulsory study plan
2022/2023 (N0414A050001) Marketing and Business P Czech Ostrava 2 Choice-compulsory type B study plan
2022/2023 (N0488A050004) Finance and Accounting (S02) Accounting and Taxes FUA P Czech Ostrava 2 Compulsory study plan
2021/2022 (N0488A050004) Finance and Accounting (S02) Accounting and Taxes FUA P Czech Ostrava 2 Compulsory study plan
2021/2022 (N0414A050001) Marketing and Business P Czech Ostrava 2 Choice-compulsory type B study plan
2021/2022 (N0413A050014) Economics and Management (S03) Economics and Law in Business P Czech Ostrava 2 Compulsory study plan
2020/2021 (N0488A050004) Finance and Accounting (S02) Accounting and Taxes FUA P Czech Ostrava 2 Compulsory study plan
2020/2021 (N0413A050014) Economics and Management (S03) Economics and Law in Business P Czech Ostrava 2 Compulsory study plan
2020/2021 (N0414A050001) Marketing and Business P Czech Ostrava 2 Choice-compulsory type B study plan
2019/2020 (N0413A050014) Economics and Management (S03) Economics and Law in Business P Czech Ostrava 2 Compulsory study plan
2019/2020 (N0488A050004) Finance and Accounting (S02) Accounting and Taxes FUA P Czech Ostrava 2 Compulsory study plan

Occurrence in special blocks

Block nameAcademic yearForm of studyStudy language YearWSType of blockBlock owner

Assessment of instruction



2023/2024 Winter
2022/2023 Winter
2021/2022 Winter
2020/2021 Winter